Risk and Conduct Stage 1 (Compliance / Risk Officer)

AI & DATA

Build the confidence to identify, assess and manage risk

Programme Overview

Develop practical compliance and conduct capability that protects customers and supports sound regulatory outcomes.

Who it's for

Designed for people in risk, control, compliance or regulatory roles who are building their professional foundation.

Career Impact

Provides a clear route to Risk and Conduct Stage 2 and more complex compliance or risk responsibilities.

Time Required

3 hours Fixed and 3 hours Flex learning each week, undertaken during working hours and supported by your line manager.

Qualification

Level 3 Compliance and Risk Officer, ICA certificate pathway in Anti-Money Laundering, Compliance or Financial Crime Prevention

Level

Duration

12 Months

Annual Intakes

Jan, Apr, Oct

Delivery

Online with flexible learning

What you'll learn

Assess risks, monitor controls, support investigations and apply regulatory requirements to everyday business activity.

How you'll Learn

Our flexible online learning approach is designed to fir around your work life. You'll benefit from a mix of interactive content, practical activities and expert support.

Online Learning with regular live sessions

Expert support through tutors and peer networks

Practical skills you can use straight away

Industry recognised qualifications